SIFMA Europe Comment Letters / Position & Briefing Papers
Accounting |
Capital Requirements |
Clearing & Settlement |
Credit Rating |
Derivatives |
EU & International Regulatory Reform |
Government Bonds |
Hedge Funds |
Market Abuse |
Market-Led Initiatives |
MiFID |
Accounting
Capital Requirements
May 2009
SIFMA Members Only
Briefing Paper on Highlights of CRD Article 122a Enactment and Global Retention Developments
29 April 2009
Joint ESF/ LIBA/ ISDA/ EBF Response to the EU Commission on proposed amendments to the Capital Requirements Directive
Clearing & Settlement
23 January 2009
Response to CESR Consultation Paper (08-749) on Draft Recommendations for Securities Settlement Systems and Central Counterparties
Credit Rating
27 April 2009
EU Parliament seminar: "Credit Rating Agencies and their role in the future regulatory framework", Brussels
- speech by Bertrand Huet, Managing Director, EU Legal and Regulatory Counsel
16 March 2009
Briefing note on EP amendments and draft compromise amendments on EC Proposal on CRAs: Key issues for users of ratings
Derivatives
19 June 2009
ICSA response to IOSCO Consultation on Unregulated Markets and Products
15 June 2009
SIFMA, ASF, ESF, ISDA joint response to IOSCO Consultation on Unregulated Markets and Products
24 March 2009
SIFMA Members Only
Briefing Paper on Global Developments in CDS Markets
EU & International Regulatory Reform
19 June 2009
SIFMA Members Only
ICSA Letter to the Financial Stability Board on industry consultation
18 June 2009
LIBA response to the Turner Review and Discussion Paper 09/02: A regulatory response to the global banking crisis.
Annexe to LIBA response to the Turner Review and Discussion Paper 09/02
29 May 2009
SIFMA Members Only
Joint IIAC/ JSDA/ LIBA/ SIFMA Letter Regarding Financial Stability Board Role in Preventing Financial Protectionism
27 April 2009
SIFMA Members Only
Joint SIFMA/ LIBA/ AFMA/ IIAC/ JSDA Letter to the Financial Stability Board
9 April 2009
Joint LIBA/ SIFMA/ ISDA Response to EC Communication and de Larosière Report
23 March 2009
SIFMA G20 Briefing Paper
9 March 2009
Joint SIFMA/ LIBA/ ICMA/ ISDA/ FOA/ IIAC Briefing for the London Summit
Government Bonds
19 March 2009
EPDA Briefing Note: "Towards a Common European T-Bill" - March 2009
Hedge Funds
30 April 2009
ICSA Letter to IOSCO on Hedge Funds
30 January 2009
Letter to the European Union (DG Internal Market) issued by SIFMA Prime Brokerage Committee
Market Abuse
Market-Led Initiatives
8 May 2009
Corporate Actions Joint Working Group: Market Standards for Corporate Actions Processing
19 February 2009
ESF's RMBS Issuer Principles for Transparency and Disclosure
MiFID
9 January 2009
Response to CESR's call for evidence on MIFID impact on secondary markets
Post-Trade Transparency
Remuneration
10 June 2009
SIFMA Releases Industry-Wide Guidelines for Compensation - Listen to SIFMA’s Member Call on Developments in Compensation
17 April 2009
SIFMA Members Only
Briefing Paper on Global Developments in Compensation in the Financial Services Sector
3 April 2009
Joint LIBA-SIFMA Response to the CEBS Consultation on Remuneration Principles
Rights Issue
26 January 2009
Joint SIFMA/ LIBA Letter to FSA on Consultation CP 09-4 Regarding Shortening of Rights Issue Subscription Period
Securitisation
19 June 2009
ICSA response to IOSCO Consultation on Unregulated Markets and Products
15 June 2009
SIFMA, ASF, ESF, ISDA joint response to IOSCO Consultation on Unregulated Markets and Products
Short Selling
4 May 2009
ICSA Letter to IOSCO on Short Selling
24 April 2009
Joint SIFMA/ LIBA/ ISDA/ ISLA Response to the FSA Consultation on Short Selling